基于Vision Transformer的有效波高预报研究
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科技部重大自然灾害防控与公共安全重点专项(2023YFC3008200)


Significant wave height prediction using a Vision Transformer framework
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    摘要:

    波浪灾害作为最常见的海洋灾害之一,对海上活动安全与作业效率构成严重威胁。为提高海浪预报精度、有效降低海上事故风险,本研究提出一种基于Vision Transformer(ViT)算法的区域波浪预报模型。利用欧洲中期天气预报中心的ERA5再分析数据对ViT模型进行训练,重点探讨了不同输入要素组合对模型性能的影响,并分析了输入数据时间长度对模型预报技巧的作用。结果表明,以有效波高与海面10 m风矢量作为输入时,模型表现最优。进一步分析显示,采用18 h历史数据作为输入,可使ViT波浪预报模型达到最高的预报准确度与技巧水平。本研究构建的ViT波浪预报模型在南海、东海及西太平洋的24 h有效波高预报中,均方根误差为0.323 m,相关系数为0.848,能够为海洋灾害预警与海上安全作业保障提供有力的技术支持。

    Abstract:

    Marine wave hazards represent one of the most prevalent risks in oceanic environments,posing substantial threats to maritime safety,offshore operations,and coastal infrastructure.Accurate forecasting of sea state conditions—particularly significant wave height—is therefore essential for mitigating risks associated with vessel instability,maritime accidents,and damage to marine structures.Conventional numerical wave prediction models,although widely applied,often suffer from high computational costs and limited capability in representing nonlinear wave dynamics under rapidly changing atmospheric conditions.In recent years,deep learning approaches have emerged as promising alternatives for ocean state prediction.Convolutional neural networks (CNNs),in particular,have demonstrated strong performance in feature extraction tasks;however,CNN-based models may experience information loss and degraded predictive skill when applied to extreme sea states characterized by strong nonlinearity,wave breaking,and steep wave gradients.
    To overcome these limitations,this study proposes a regional significant wave height forecasting framework based on the Vision Transformer (ViT) architecture.Unlike convolution-based models that rely on localized receptive fields,the ViT employs a multi-head self-attention mechanism capable of capturing long-range dependencies and global spatiotemporal relationships between atmospheric forcing and wave responses.This design enables more effective preservation of fine-scale features and improves representation of complex wind-wave interactions,particularly under extreme marine conditions.The primary objective of this research is to develop a high-accuracy significant wave height prediction model with extended lead times,with an emphasis on improving performance during high-energy wave events.
    The model was trained and validated using ERA5 reanalysis data provided by the European Centre for Medium-Range Weather Forecasts (ECMWF),as which offer comprehensive and consistent atmospheric and oceanic variables across diverse wave climate regimes.A systematic evaluation was conducted to assess the effects of different input variable combinations,including significant wave height,10 m sea surface wind components,and mean wave period.In addition,the influence of input sequence length on prediction accuracy was investigated using historical windows ranging from 6 to 48 hours.The results indicate that the optimal model configuration employed significant wave height together with 10 m wind vector component as input features,highlighting the critical role of wind-wave coupling in wave evolution.Furthermore,an input sequence length of 18 hours yielded the highest predictive skill,effectively balancing temporal dependency representation and noise suppression.
    For 24-hour forecasts,the proposed ViT-based model achieved a root mean square error of 0.323 m and a correlation coefficient of 0.848,demonstrating notable improvements over persistence-based baselines and performance comparable to exceeding that of existing deep learning approaches reported in the literature.These findings highlight the strong potential of transformer-based architectures for enhancing operational wave forecasting systems,particularly under extreme sea-state conditions where traditional and CNN-based models may exhibit reduced reliability.Future work should explore hybrid CNN-Transformer architectures,incorporation of additional physical variables such as bathymetry,ocean currents,and atmospheric pressure,and broader validation across open-ocean,coastal,and semi-enclosed sea environments.

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沈向宇,韩磊,游志伟,董昌明,2026.基于Vision Transformer的有效波高预报研究[J].大气科学学报,49(3):557-568.
SHEN Xiangyu, HAN Lei, YOU Zhiwei, DONG Changming,2026. Significant wave height prediction using a Vision Transformer framework[J]. Trans Atmos Sci,49(3):557-568. DOI:10.13878/j. cnki. dqkxxb.20250201001

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  • 收稿日期:2025-02-01
  • 最后修改日期:2025-02-12
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  • 在线发布日期: 2026-05-26
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